Our services



Advising on investments

(except on Pension Transfers and Pension Opt Outs)

Customer Type
Eligible Counter party
Professional
Retail (Investment)

Investment Type
Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and a rolling spot forex contract)
Debenture
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant

Limitation
Rights to or interests in (both).


Advising on P2P Agreements

Customer Type
Eligible Counter party
Professional
Retail (Investment)


Arranging (bringing about) Deals in Investments

Customer Type Eligible Counter party
Professional
Retail (Investment)

Limitation
Rights to or interests in (both).


Arranging Safeguarding and Administration of Assets

Customer Type
Eligible Counter party
Professional
Retail (Investment)

Investment Type
Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and a rolling spot forex contract)
Debenture
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant

Limitation Rights to or interests in (both).

Dealing in Investments as Agent

Customer Type
Eligible Counter party
Professional
Retail (Investment)

Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and a rolling spot forex contract)
Debenture
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant

Limitation
Rights to or interests in (both).


Making Arrangements with a view to Transactions in Investments

Customer Type
Professional
Retail (Investment)

Investment Type
Certificates representing certain security
Commodity Future
Commodity option and option on commodity future
Contract for Differences (excluding a spread bet and a rolling spot forex contract)
Debenture
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant

Limitation
Rights to or interests in (both).


Managing Investments

Certificates representing certain security
Commodity Future
Commodity option and option on commodity future<
Contract for Differences (excluding a spread bet and a rolling spot forex contract)
Debenture
Future (excluding a commodity future and a rolling spot forex contract)
Government and public security
Option (excluding a commodity option and an option on a commodity future)
Rights to or interests in investments (Contractually Based Investments)
Rights to or interests in investments (Security)
Rolling spot forex contract
Share
Spread Bet
Unit
Warrant

Limitation
Rights to or interests in (both).


Global Wealth Management and Strategy

When it comes to managing investments, we don’t believe that ‘one size fits all’. Each of our clients is unique and every investment account is individually designed from relevant objectives, needs and constraints and our in-house advice matrix.

Our expertise is to identify the unique strategy, investment style and asset mix that provides the best possible fit for each individual client. We are able to advise on, and manage, any listed and unlisted asset which allows us to formulate and manage a bespoke investment strategy for each individual client.



Retirement, Retrenchment and Resignation Planning

TThis is an area of planning that spans a client’s entire life cycle and specifically relates to advice on the legal aspects of retirement planning and life-long cash-flow management, beginning with retirement saving advice through the process of retirement, retrenchment or resignation.

The investment advice on the assets underlying the retirement vehicle chosen would go hand in hand with investment planning.

Please note that RWM UK does not have the necessary FCA permissions to advise on pensions or pension transfers. Should the client require advice in this area, RWM UK will assist the client on finding a suitable advisor.



Global Tax Planning

Tax advice and compliance is an integral part of financial planning. At RWM UK, we understand that an effective tax plan requires careful consideration of all areas of a client’s financial affairs, including any financial structures.

At RWM UK we assist clients with Income Tax, Inheritance Tax (IHT), Corporation Tax and Capital Gains Tax planning. We are not just able to advise, but also assist clients with setting up the necessary structures and provide ongoing administration and advice.



Ongoing portfolio management & Reporting

We appreciate that some investors prefer to be involved in each aspect of the investment process and to have control over the ultimate investment decision. In such instances we support clients in conducting a risk analysis, investigating possible investment strategies, as well as providing the client access to our bulk administration platforms and investment solutions and ongoing advice.

For clients we prefer to not be involved in the ‘day-to-day’ management and decision making, we offer a discretionary portfolio management service. Your chosen financial advisor, together with the RWM wealth management team, will execute trades and monitor all investments on your behalf to ensure that your financial objectives are achieved whilst remaining in the agreed risk tolerance boundaries.

We provide all clients with comprehensive reporting reflecting an analysis across each aspect of a client’s investment portfolio on a global consolidated basis. Our reports provide valuable insight and allows a client to assess and review their chosen investment strategy. Our clients also have a direct relationship with their financial advisor and our advisors prefer to have regular meetings with clients to discuss a client’s investment performance and ensure that the client remains informed of all investment decisions and market movements.


 

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